Doctrine of ‘Separation of Powers’ its incorporation under Indian Constitution, Objectives, Origin and Evolution and Merits and Demerits of the Doctrine of ‘Separation of Powers' (Notes)
1) Doctrine of ‘Separation of Powers’
The Doctrine of
Separation of Powers is a fundamental constitutional principle
that divides the powers and responsibilities of the government into three
distinct branches: the Legislature,
the Executive, and the Judiciary.
The primary purpose of this doctrine is to
prevent the concentration of power in a single authority, ensuring a system of checks and balances. This separation fosters
accountability, transparency, and the protection of individual freedoms by
ensuring that no branch of government becomes too powerful or interferes unduly
with the functions of the other branches.
2) The Three
Branches of Government
(1)
Legislature: The branch responsible for making laws. It consists of elected
representatives and is typically divided into two houses (bicameral) or one
house (unicameral), depending on the country’s system.
(2)
Executive: The branch responsible for implementing and enforcing the laws
made by the legislature. It includes the President, Prime Minister, Cabinet,
and administrative bodies.
(3)
Judiciary: The branch that interprets the laws and ensures that they are
applied fairly. It includes the courts and judges, who have the power to review
legislative and executive actions to ensure they conform to the Constitution.
3) Objectives of the doctrine
(1) Prevention of Arbitrary Power
To prevent the arbitrary exercise of power by any one
branch of government.
(2) Prevention of Concentration of Power
To prevent the concentration of power in one branch of
government, which could lead to authoritarianism or tyranny.
(3) Protection of Fundamental Rights
To safeguard the fundamental rights of individuals by
ensuring that no branch of government can overreach its powers and infringe
upon those rights.
(4) Preservation of Democratic Governance
To maintain a democratic system of government where no branch can
become too powerful or unaccountable to the people.
4) Origin and evolution of the doctrine of separation of powers?
(1) The first modern formulation of the doctrine of separation of
power was given by the French political philosopher Montesquieu in The Spirit of Laws,
1748. Inspired by the English
constitution, Montesquieu argued that liberty
is most effectively safeguarded by the separation of powers.
(2) Later, The United States Constitution gave the doctrine of separation of powers in
substance for the very first time where its provisions
o Article I granted powers to the
legislature.
o Article II gave executive power
to the President.
o Article III created an independent
judiciary.
(3) In this spirit, the Constituent
Assembly, while drafting the Indian Constitution,
debated on inserting the provision ‘There shall be complete separation of
powers as between the principal organs of the
State-the Legislative, the Executive, and the Judiciary’ as one of the Directive Principles of the State Policies.
(4)
Finally, Article 50 was inserted, which
gave for the State to take steps to separate the Judiciary from the Executive
in the public services of the State.
5) Incorporation of the Doctrine in the Indian Constitution
While the Indian Constitution does not
explicitly mention the Separation of Powers doctrine in one place, the
structure of the Constitution reflects the separation of powers among the three
branches of government, and the doctrine plays a critical role in maintaining a
balance of power.
(1) Legislature
The Legislature is vested with the power to make
laws, amend
laws, and control
the finances of the government. The
Constitution of India establishes a bicameral
legislature consisting of:
- Lok
Sabha (House of the People): The
lower house, directly elected by the people of India.
- Rajya
Sabha (Council of States): The
upper house, consisting of representatives of the states and union
territories.
The legislature’s powers are enshrined in Article
245 to Article 263 of the Indian Constitution,
which outlines the distribution of legislative authority between the Parliament
and the State Legislatures.
- Article
245: Grants the Parliament the authority to
make laws for the whole country, and State Legislatures the authority to
make laws for their respective states.
- Article
248: Lists the exclusive power of Parliament
to legislate on matters in the Union List
(Schedule VII).
- Article
249: Deal with the powers of Parliament to
legislate on matters in the Concurrent List,
with certain conditions.
The legislature also plays a
role in oversight, through the system of question hour and debates, which hold
the executive accountable for its actions.
(2) Executive
The Executive is vested with the power to implement
and enforce laws made by the legislature. It
consists of the President, Prime Minister, and the Council of Ministers. The President, though the formal head of the state, exercises
executive powers on the advice of the Prime Minister and the Cabinet.
- Article
53: Vests the executive power of the Union
in the President of India.
- Article
74: Provides that the President shall act on
the advice of the Council of Ministers headed by the Prime Minister.
- Article
77: Outlines how the executive is
responsible for the administration of the Union, and similar provisions
exist for the states under Article 154.
The executive's role is to
ensure the implementation of laws passed by the legislature, and it carries out
day-to-day governance, manages foreign affairs, national security, and the
administration of justice.
(3) Judiciary
The Judiciary in India is independent and vested with the power to interpret
the law and ensure its fair application. It
has the authority to review laws passed by the legislature and actions taken by
the executive to ensure they are constitutional.
- Article
50: The Constitution provides for the
separation of the judiciary from the executive in the functioning of the
state.
- Article
121 and Article 211: Prohibit discussions in the
legislature on the conduct of judges of the Supreme Court and High Courts.
- Article
124 to Article 147: Deal with the establishment,
powers, and functions of the Supreme Court.
- Article
214 to Article 237: Deal with the establishment and
functioning of the High Courts.
The Judiciary exercises its judicial review power under Article 13, where it can examine
laws to ensure that they do not violate the fundamental rights of citizens. The
Supreme Court and High Courts have the authority to strike down
unconstitutional laws and executive actions, thus preserving the Constitution's
supremacy.
6) Checks and Balances
While the Indian Constitution provides for the
separation of powers, it also ensures checks and balances among the
branches of government to maintain a balance of power and prevent one branch
from becoming too dominant.
(1)
Legislature-Executive Check: The Executive is accountable to the Legislature. The Council of
Ministers must answer to the Parliament (Article 75). The Lok Sabha can pass a
vote of no-confidence against the Council of Ministers, which can lead to the
resignation of the government.
(2)
Executive-Judiciary Check: The Judiciary ensures that the Executive acts within the limits of
the Constitution. The judicial review power, as exercised by the Supreme Court,
can review executive actions and legislative acts to ensure they do not violate
the Constitution.
(3)
Legislature-Judiciary Check: The Judiciary has the power to review laws made by the Legislature
through judicial review (Article 13). If the legislature passes a law that is
inconsistent with the fundamental rights or Constitution, the judiciary can
declare it void.
7) Practical Implications and Challenges
While the doctrine ensures the distribution
of powers, in practice, there are challenges
and debates regarding its
application:
(1)
Judicial
Activism: Sometimes, the Judiciary is accused
of overstepping its boundaries through judicial activism,
encroaching on the domain of the Legislature and the Executive.
(2)
Executive
Dominance: The Executive, by virtue of having
the majority in the Legislature, can dominate parliamentary proceedings,
raising concerns about the balance of power.
(3)
Judicial
Independence: Despite constitutional
safeguards, ensuring the independence of the Judiciary from Executive influence
remains an ongoing challenge.
8) Merits of the Doctrine of Separation of Powers
(1)
Avoidance of Conflict:
By defining the functions of each branch, the doctrine helps in
minimizing conflicts between different branches of government, promoting a more
orderly and efficient system of governance.
(2)
Prevention of concentration
of power:
By ensuring that no single branch of government holds unchecked
power, the doctrine helps in preventing the concentration of power, thus
reducing the risk of tyranny. This is essential for a healthy democracy, where
power is distributed among multiple institutions.
(3)
Protection of Fundamental Rights:
It helps safeguard individual freedoms and fundamental rights by
ensuring that no branch of government can arbitrarily infringe on those rights.
The Judiciary, for instance, acts as a protector of citizens' rights through
judicial review.
(4)
Checks and Balances:
The doctrine promotes a system of checks and balances, where each
branch has some measure of influence over the others, ensuring accountability.
For example, the Judiciary can review laws made by the Legislature, and the
Executive is accountable to the Legislature.
(5)
Specialization and Efficiency:
Separation of powers allows each branch to focus on its specific
functions, ensuring specialization and efficiency. The Legislature can focus on
law-making, the Executive on administration and policy implementation, and the
Judiciary on interpreting laws and resolving disputes.
9) Demerits of the Doctrine of Separation of Powers
(1)
Lack of Flexibility:
The strict application of the doctrine can lead to a lack of flexibility in governance. In a rapidly changing world, the strict separation
between the branches can hinder cooperation and coordination, leading to
inefficiency.
(2)
Overlapping Functions:
In practice, there is often overlap between the powers of the
branches, which can lead to confusion and conflict. For example, the Executive
can influence the Legislature (through the Council of Ministers), and the
Judiciary can interpret laws passed by the Legislature. This overlap can lead
to a blurring of roles and responsibilities.
(3)
Executive’s Control over Legislature:
In many parliamentary systems, including India, the Executive is drawn from the Legislature. The Prime Ministerand the Council of Ministers are members of the Parliament, which can lead to a lack of true separation between these two branches. The Executive can have considerable influence over legislative decisions, weakening the system of checks and balances.
(4)
Judicial Overreach:
In some cases, the Judiciary's exercise of judicial review
may be seen as an overreach, where it may be perceived to encroach upon the
domains of the Legislature or the Executive. This can lead to a lack of clarity
regarding the precise limits of judicial powers.
(5)
Delay in Policy Implementation:
The separation of powers can lead to
delays in the implementation of policies. Since the Legislature, Executive, and
Judiciary are independent entities with different roles, coordinating between
them may take time. For example, laws may be delayed in the Legislature, or
decisions might be subject to judicial review, slowing down the process.
By,
Adv. Harashavardhan (Bhaiya) Deshmukh
(Pune Maharashtra)
Mail: dabangglawyer@gmail.com , Contact: 8483882344
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